EPSTEIN
page 4 / 341 . OCR, unverified
METADATA_SOURCE: IMAGES0025
METADATA_FILENAME: EFTA01356982.pdf
----------------------------------------
Page 6
of State documents, the following data is for information purposes only and is not an official record. Certified copies may
be obtained from that individual state's Department of State.
Your DPPA Permissible Use is: Debt Recovery/Fraud
Your GLBA Permissible Use is: Legal Compliance
Copyright@ 2017 LexisNexis. a division of Reed Elsevier Inc All rights reserved.
D&B:
Not required
LEGAL RESULTS:
Court Cases:
There was no information found
For internal use only
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0043265
CONFIDENTIAL
SDNY_GM_00189449
EFTA01356982
--- SOURCE: IMAGES__0025__EFTA01356983.txt ---
METADATA_SOURCE: IMAGES0025
METADATA_FILENAME: EFTA01356983.pdf
----------------------------------------
NAME SEARCHED:
PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches
on your subject name(s) in the required databases and have attached the search results under the correct heading below.
Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated.
Search:
Result:
Click here for results:
Reviewer Comments (as necessary):
RDC
L
El No I lit 0 Not Rcquircd
I lit
RDC Results
No RDC alert (Please sec attached)
ICR
CI No I lit • Not Required
It PCR Reswil
No PCR alert (Please sec attached)
Hit
BIS
• Yes
No
M. Negative Media
There was no information found
Not Required
IV. Non-Negative Media
There was no information found
V. Other LanAuaste Media
There was no information found
D•B
Results? El
Yes 0 No
El Not Required
vi. D&B
Not required
&nada
Results? 0
YIN 0
No
VII. Smanlins
Result found(Please see attached)
III Not Required
Court Cases
• Review by Legal May
VIII. Court Cases
There was no information found
be Required El No Results
M
Search not required
Prepared by: Deepanshu shanna Dale:01/27/2017
Research Analyst
Instructions:
1. Review and confirm that all results are returned for your client.
2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link
below for your convenience:Martindale-Hubbellhttp://www.martindalc.comhpRHartindale/home.xml
3. As needed, provide comment for any negative results.
4. If applicable, please obtain clearance from Compliance for all alerts.
5. Save any changes you make to this document and attach file to your ICYC.
Please note: Submission of a signed KYC is your confirmation that you hive fully reviewed the research documents.
For internal use only
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0043266
CONFIDENTIAL
SDNY_GM_00189450
EFTA01356983
--- SOURCE: IMAGES__0025__EFTA01356984.txt ---
METADATA_SOURCE: IMAGES0025
METADATA_FILENAME: EFTA01356984.pdf
----------------------------------------
OFAC RESULTS
RDC:
11597039 No Match Found
GCIS 00000486290
UNITED STATES
PCR:
C20170136252787
BIS RESULTS
Negative Media:
There was no information found
Non-Negative Media:
There was no information found
Other Language Media:
There was no information found
Public Records:
Date:1/27/2017
Report processed by:
DEUTSCHE BANK AGII
12380459 NCA customised Auto-Closed No-Hit 27/01/2017
OF 1 RECORD(S)
FOR INFORMATIONAL PURPOSES ONLY
Copyright 2017 LexisNexis
a division of Reed Elsevier Inc. All Rights Reserved.
Full Name
Address
County
Phone
PALM BEACH
None Listed
For internal use only
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0043267
CONFIDENTIAL
SONY GM_00189451
EFTA01356984
--- SOURCE: IMAGES__0025__EFTA01356985.txt ---
METADATA_SOURCE: IMAGES0025
METADATA_FILENAME: EFTA01356985.pdf
----------------------------------------
Page 2
ADDITIONAL PERSONAL INFORMATION
SSN
DOB
Gender
Female
Subject Summary
Name Variations
1:
2:
3:
4:
5:
6:
7:
SSNs Summary
No. SSN
State In.
Date Iss.
Warnings
Most frequent SSN attributed to subject:
1:
DOBs
uR
ed DOBs:
Possible E-Mail Addresses
sing
records found
Address Summary - 12 records found
No. Address
2:
3:
4:
5:
6:
7:
For internal use only
LexID sm
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0043268
CONFIDENTIAL
SDNY_GM_00189452
EFTA01356985
--- SOURCE: IMAGES__0025__EFTA01356986.txt ---
METADATA_SOURCE: IMAGES0025
METADATA_FILENAME: EFTA01356986.pdf
----------------------------------------
Page 3
No. Address
Address Details
1:d1
A
ress
Dates
Phone
Census Data for Geographical Region
Median Head of Household Age: 56
Median Income: $43,147
Median Home Value: $154,605
Median Education: 13 years
Household Members
None Listed
Other Associates
None Listed
2:
ress
Census Data for Geographical Region
Median Head of Household Age: 56